Floor Trading

Floor trading is a method of executing trades on a physical exchange floor through verbal and hand signal communication. Optiver maintains a floor presence at the Cboe Options Exchange in Chicago, trading S&P 500 index options.

What is floor trading?

Floor trading, also known as open outcry trading, is a method of executing financial transactions on a physical exchange floor, where traders communicate buy and sell orders verbally and through hand signals in a designated area called a floor. Each floor corresponds to a specific product or group of products. From the 17th century until the late twentieth century, virtually all financial markets were a form of floor or open-outcry trading. It remained the dominant form of market making on options and futures exchanges for much of the twentieth century, and continues to be used today in specific segments, particularly for complex options structures and large institutional transactions in the United States.

The name comes from the physical design of the trading floor. A floor is typically tiered, with traders standing at different levels in a roughly circular or octagonal space. This layout allows participants to see and hear each other across the floor even when conditions are busy and noisy. Prices and sizes are agreed verbally, with hand signals reinforcing the details, and each leg of the trade is recorded immediately by both sides for confirmation and settlement.

What does floor trading mean for the markets?

While electronic trading now accounts for the vast majority of global market activity, floor trading continues in certain segments, most notably in options markets at the Cboe Options Exchange in the United States. It tends to survive where the complexity or customisation of individual transactions benefits from direct negotiation. In less liquid or more specialised contracts, the ability to communicate context and nuance in real time can be an advantage over purely automated execution. Multi-leg options structures are a particular case: when a trade involves several legs that must be priced and agreed together, direct verbal negotiation lets the broker and market maker settle the full package in one exchange rather than working each leg separately on screen.

Floor trading also lets floor traders capture order flow, counterparty behaviour, and market sentiment directly on the floor.

captures similar context through algorithmic telemetry and human oversight of the algos; direct verbal negotiation conveys counterparty intent in a way that electronic telemetry cannot capture as richly. Optiver maintains a floor presence at the Cboe Options Exchange in Chicago, one of the world's largest options markets, where its floor team trades instruments including S&P 500 index options.

Example Floor Trading

Suppose an Optiver trader standing on the Cboe floor is approached by a broker acting for an asset manager that wants to buy 500 S&P 500 straddle contracts with an at-the-money strike and an expiry three weeks out. The trader assesses the current market, checking recent trades on the floor and monitoring live data on a screen, and calls out a two-way price of $155.00 bid, $158.00 offered, for 500. The broker accepts the offer and lifts 500 contracts at $158.00; the trade is agreed verbally, and both sides record the details immediately for confirmation and settlement.

Most options trading today occurs electronically rather than on a floor. For more on how that works, see our explainer on Electronic Trading.

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